secwatch.observer — SEC 8-K summary ====================================== Issuer: HeartSciences Inc. (HSCS) CIK: 0001468492 Form: 8-K Filed at: 2023-02-13T23:59:59+00:00 Accession: 0000950170-23-002646 Event type: regulatory Sentiment: negative Materiality: 0.75 Item codes: 3.01 LLM model: deepseek-v4-flash:cloud@v2 Heart Test Labs gets Nasdaq extension until June 19, 2023 to regain equity compliance -------------------------------------------------------------------------------- - Stockholders' equity was $1,082,676 as of Oct 31, 2022, below Nasdaq's $2.5M minimum for continued listing. - Nasdaq granted extension to June 19, 2023 after company submitted a compliance plan. - Company must file a public report describing the transaction/event that restores compliance. - If not compliant by April 30, 2023 filing, Nasdaq may delist; company can appeal to a Hearings Panel. - Warrants (HSCSW) also listed on Nasdaq and subject to same continued listing requirement. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1468492/000095017023002646/0000950170-23-002646-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1468492/000095017023002646/hscs-20230208.htm HTML page: https://secwatch.observer/filing/0000950170-23-002646 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer