---
schema_version: "secwatch.filing_event.v1"
accession: "0000950170-23-008655"
form_type: "8-K"
ticker: null
cik: "0001253176"
company_name: "VAPOTHERM INC"
filed_at: "2023-03-17T23:59:59+00:00"
generated_at: "2026-06-17T23:28:44.403026+00:00"
event_type: "other_material"
sentiment: "negative"
materiality_score: 0.75
calibrated_materiality_score: 0.75
confidence: "high"
source: SEC EDGAR
---

# Vapotherm receives NYSE delisting notice for share price below $1.00

## Summary
- 30-trading day average closing price as of March 14, 2023 was $0.94, triggering non-compliance with NYSE Section 802.01C.
- Company has six months from March 15, 2023 to regain compliance by closing at or above $1.00 and maintaining 30-day average at $1.00.
- Prior deficiency from September 2022 (market cap and equity below thresholds) still active; stock trades with ".BC" indicator.
- Notice does not affect business operations, SEC reporting, or debt agreements; cure plan required within 10 business days.

## SEC filing metadata
- accession: 0000950170-23-008655
- form_type: 8-K
- cik: 0001253176
- company_name: VAPOTHERM INC
- filed_at: 2023-03-17T23:59:59+00:00
- event_type: other_material
- sentiment: negative
- materiality_score: 0.75
- calibrated_materiality_score: 0.75
- confidence: high
- sec_items: 3.01, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1253176/000095017023008655/0000950170-23-008655-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1253176/000095017023008655/vapo-20230315.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0000950170-23-008655
- JSON: https://secwatch.observer/filing/0000950170-23-008655.json
- Plain text: https://secwatch.observer/filing/0000950170-23-008655.txt

## Key facts
- Listing & Compliance Notices
  VAPOTHERM INC received a nyse deficiency notice notice regarding minimum bid price (rules 802.01C).
  - Exchange: nyse
  - Notice: deficiency notice
  - Deficiency: minimum bid price
  - Rules: 802.01C
  source text: March 15, 2023, Vapotherm, Inc. (the “Company”) received a notice (the “Notice”) from the New York Stock Exchange, Inc. (the “NYSE”) that the Company is not in compliance with the continued listing standard set forth in Section 802.01C of the NYSE Listed Company Manual because the average closing price of the Company’s common stock was less than $1.00 over a consecutive 30 trading-day period. Pursuant to Section 802.01C, the Company has a period of six months following the receipt of the Notice to regain compliance with the minimum share price requirement. In order to regain compliance, on the
  evidence_url: https://www.sec.gov/Archives/edgar/data/1253176/000095017023008655/0000950170-23-008655-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.