---
schema_version: "secwatch.filing_event.v1"
accession: "0000950170-23-013471"
form_type: "8-K"
ticker: "FATE"
cik: "0001434316"
company_name: "FATE THERAPEUTICS INC"
filed_at: "2023-04-19T23:59:59+00:00"
generated_at: "2026-06-16T23:31:43.290488+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.3
calibrated_materiality_score: 0.3
confidence: "high"
source: SEC EDGAR
---

# Fate Therapeutics amends beneficial ownership limitation on Class A Convertible Preferred Stock to 14.99%

## Summary
- Filed Certificate of Amendment to Class A Convertible Preferred Stock Certificate of Designation on April 13, 2023.
- Beneficial Ownership Limitation set at 14.99% of outstanding common shares following conversion.
- Amendment modifies definition in Section 6(c) of the Certificate of Designation.

## SEC filing metadata
- accession: 0000950170-23-013471
- form_type: 8-K
- ticker: FATE
- cik: 0001434316
- company_name: FATE THERAPEUTICS INC
- filed_at: 2023-04-19T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.3
- calibrated_materiality_score: 0.3
- confidence: high
- sec_items: 3.03, 5.03, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1434316/000095017023013471/0000950170-23-013471-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1434316/000095017023013471/fate-20230413.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0000950170-23-013471
- JSON: https://secwatch.observer/filing/0000950170-23-013471.json
- Plain text: https://secwatch.observer/filing/0000950170-23-013471.txt

## Key facts
- Governance Changes
  FATE THERAPEUTICS INC: Amended definition of Beneficial Ownership Limitation in Class A Convertible Preferred Stock Certificate of Designation to 14.99% of outstanding common shares upon conversion (effective 2023-04-13).
  - Change: charter amendment
  - Effective: 2023-04-13
  source text: On April 13, 2023, the Company filed with the office of the Secretary of State of the State of Delaware a Certificate of Amendment (the “Certificate of Amendment”) to Certificate of Designation of Preferences, Rights and Limitations of Class A Convertible Preferred Stock (the “Certificate of Designation”) which amends the definition of “Beneficial Ownership Limitation” to be 14.99% of the number of shares of the Common Stock outstanding immediately after giving effect to the issuance of shares of Common Stock pursuant to a Notice of Conversion (as defined in, and to the extent permitted pursuant to Section 6(c) of, the Certificate of Designation).
  evidence_url: https://www.sec.gov/Archives/edgar/data/1434316/000095017023013471/0000950170-23-013471-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.