{"schema_version":"secwatch.filing_event.v1","accession":"0000950170-23-024808","form_type":"8-K","ticker":null,"cik":"0001401395","company_name":"Neptune Wellness Solutions Inc.","filed_at":"2023-05-30T23:59:59+00:00","discovered_at":"2026-05-14T18:03:38.707312+00:00","generated_at":"2026-06-14T11:27:47.065022+00:00","sec_items":["4.01","9.01"],"event_type":"other_material","sentiment":"negative","materiality_score":0.85,"calibrated_materiality_score":0.85,"confidence":"high","headline":"Neptune Wellness dismisses KPMG, hires BPB as new auditor; cites material weaknesses","bullets":["KPMG dismissed upon completion of FY2023 audit; Berkowitz Pollack Brant engaged as new auditor for FY2024.","KPMG's report included going-concern doubt; company may need funding soon or liquidate.","Material weaknesses in internal controls over financial reporting and IT general controls were identified.","No disagreements with KPMG on accounting principles; reportable events were the material weaknesses.","Audit committee approved change on May 25, 2023; KPMG letter attached as Exhibit 16.1."],"urls":{"canonical":"https://secwatch.observer/filing/0000950170-23-024808","json":"https://secwatch.observer/filing/0000950170-23-024808.json","markdown":"https://secwatch.observer/filing/0000950170-23-024808.md","text":"https://secwatch.observer/filing/0000950170-23-024808.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1401395/000095017023024808/0000950170-23-024808-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1401395/000095017023024808/nept-20230525.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-14T11:27:47.065022+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"644b0ac0238dd5a9c55caa44f54826f3c3e45142","claim":"Neptune Wellness Solutions Inc. engaged Berkowitz Pollack Brant Advisors + CPAs as its auditor.","evidence_excerpt":"the Audit Committee and Board of Directors of Neptune Wellness Solutions Inc. (the \"Company\") approved the engagement of Berkowitz Pollack Brant Advisors + CPAs (“BPB”) as our independent registered public accounting firm","evidence_source":"SEC 8-K Item 4.01/4.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1401395/000095017023024808/0000950170-23-024808-index.htm","confidence":0.9,"family_label":"Auditor Changes","details":[{"label":"Action","value":"engagement"},{"label":"Auditor","value":"Berkowitz Pollack Brant Advisors + CPAs"}],"fact_type":"auditor_change"},{"claim_id":"c51a51600be1077ffd5dd50af5df9208590f05d1","claim":"Neptune Wellness Solutions Inc. dismissed KPMG LLP as its auditor.","evidence_excerpt":"KPMG LLP (“KPMG”), which is currently serving as the Company's independent auditors, was informed that it will be dismissed upon completion of their audit","evidence_source":"SEC 8-K Item 4.01/4.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1401395/000095017023024808/0000950170-23-024808-index.htm","confidence":0.9,"family_label":"Auditor Changes","details":[{"label":"Action","value":"dismissal"},{"label":"Auditor","value":"KPMG LLP"},{"label":"Successor","value":"Berkowitz Pollack Brant Advisors + CPAs"}],"fact_type":"auditor_change"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}