---
schema_version: "secwatch.filing_event.v1"
accession: "0000950170-23-031269"
form_type: "8-K"
ticker: null
cik: "0001445283"
company_name: "KINETA, INC./DE"
filed_at: "2023-07-03T23:59:59+00:00"
generated_at: "2026-06-13T13:11:47.967744+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.65
calibrated_materiality_score: 0.65
confidence: "high"
source: SEC EDGAR
---

# Kineta receives Nasdaq notice for MVLS non-compliance; 180 days to cure

## Summary
- Received Nasdaq notice on June 27, 2023 for failing to maintain MVLS of at least $35M for 30 consecutive business days.
- Company has until December 26, 2023 to regain compliance by achieving MVLS >= $35M for 10 consecutive business days.
- Failure to regain compliance may lead to delisting; company plans to monitor options but offers no assurance.
- Notice has no immediate effect on listing or trading of common stock under ticker KA.

## SEC filing metadata
- accession: 0000950170-23-031269
- form_type: 8-K
- cik: 0001445283
- company_name: KINETA, INC./DE
- filed_at: 2023-07-03T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.65
- calibrated_materiality_score: 0.65
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1445283/000095017023031269/0000950170-23-031269-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1445283/000095017023031269/ka-20230627.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0000950170-23-031269
- JSON: https://secwatch.observer/filing/0000950170-23-031269.json
- Plain text: https://secwatch.observer/filing/0000950170-23-031269.txt

## Key facts
- Listing & Compliance Notices
  KINETA, INC./DE received a nasdaq deficiency notice notice regarding market value (rules 5550(b)(2)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Deficiency: market value
  - Rules: 5550(b)(2)
  source text: June 27, 2023, Kineta, Inc. (“Company”) received written notice (the “Notice”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) stating that the Company is not in compliance with Nasdaq Listing Rule 5550(b)(2) (the “Rule”) because the Company has not maintained a minimum Market Value of Listed Securities (“MVLS”) of at least $35 million for the last 30 consecutive business days. The Notice has no immediate effect on the listing or trading of the Company’s securities. The Company has 180 calendar days from the date of the Notice, or until December 26, 2023, t
  evidence_url: https://www.sec.gov/Archives/edgar/data/1445283/000095017023031269/0000950170-23-031269-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.