secwatch.observer — SEC 8-K summary
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Issuer:     SeaStar Medical Holding Corp (ICU)
CIK:        0001831868
Form:       8-K
Filed at:   2023-08-08T23:59:59+00:00
Accession:  0000950170-23-039280
Event type: debt
Sentiment:  neutral
Materiality: 0.65
Item codes: 1.01, 2.03, 3.02, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

SeaStar Medical amends convertible note and registration rights agreements with 3i, LP; issues $0.5M note and warrants
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- Issued Note for $543,478 convertible at $0.20/sh and warrant for 738,791 shares on Aug 7.
- Additional funding up to $2M aggregate, with $1M initial funding (two tranches) from 3i, LP.
- Issued additional warrant for 4,765,620 shares via Letter Agreement; 6-month cash payment waiver on existing notes.
- Amended registration rights: investor can demand registration after 91 days; company must file within 15 days.
- Waivers with Maxim Group, LM Funding, LMFAO Sponsor extend promissory note maturity and waive prepayment rights.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1831868/000095017023039280/0000950170-23-039280-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1831868/000095017023039280/icu-20230807.htm
  HTML page:      https://secwatch.observer/filing/0000950170-23-039280

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