---
schema_version: "secwatch.filing_event.v1"
accession: "0000950170-23-044979"
form_type: "8-K"
ticker: "OMCC"
cik: "0001000045"
company_name: "OLD MARKET CAPITAL Corp"
filed_at: "2023-08-29T23:59:59+00:00"
generated_at: "2026-06-11T02:11:23.770402+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.2
calibrated_materiality_score: 0.15
confidence: "high"
source: SEC EDGAR
---

# Nicholas Financial shareholders re-elect director, ratify auditors at 2023 AGM

## Summary
- Jeremy Q. Zhu re-elected with 3,644,632 votes for, 991,530 withheld, and 1,397,203 broker non-votes.
- FORVIS, LLP ratified as auditors with 6,019,401 for, 2,010 abstain, 11,954 against.
- Advisory 'Say on Pay' passed with 4,625,515 for, 5,951 abstain, 4,696 against.
- Company will hold advisory votes on executive compensation every year based on 4,330,727 votes for 1-year frequency.
- Directors continuing: Jeffrey Royal, Mark R. Hutchins, Brendan J. Keating, Adam K. Peterson.

## SEC filing metadata
- accession: 0000950170-23-044979
- form_type: 8-K
- ticker: OMCC
- cik: 0001000045
- company_name: OLD MARKET CAPITAL Corp
- filed_at: 2023-08-29T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.2
- calibrated_materiality_score: 0.15
- confidence: high
- sec_items: 5.07
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1000045/000095017023044979/0000950170-23-044979-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1000045/000095017023044979/nick-20230824.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0000950170-23-044979
- JSON: https://secwatch.observer/filing/0000950170-23-044979.json
- Plain text: https://secwatch.observer/filing/0000950170-23-044979.txt

## Key facts
- Shareholder Votes
  OLD MARKET CAPITAL Corp shareholders approved Advisory Vote on Frequency of the Advisory Vote on Executive Compensation at the 2023-08-24 meeting.
  - Proposal: say on pay frequency
  - Outcome: passed
  - Meeting: 2023-08-24
  source text: Advisory Vote on Frequency of the Advisory Vote on Executive Compensation Shares Voted For 1 Year Shares Voted For 2 Years Shares Voted For 3 Years Shares Abstaining Broker Non Vote 4,330,727 6,408 296,432 2,595 1,397,203
  evidence_url: https://www.sec.gov/Archives/edgar/data/1000045/000095017023044979/0000950170-23-044979-index.htm
- Shareholder Votes
  OLD MARKET CAPITAL Corp shareholders approved Ratification of Appointment of FORVIS, LLP as Independent Auditors at the 2023-08-24 meeting.
  - Proposal: auditor ratification
  - Outcome: passed
  - Meeting: 2023-08-24
  source text: Ratification of Appointment of FORVIS, LLP as Independent Auditors Shares Voted For Shares Abstaining Shares Voted Against Broker Non Vote 6,019,401 2,010 11,954 —
  evidence_url: https://www.sec.gov/Archives/edgar/data/1000045/000095017023044979/0000950170-23-044979-index.htm
- Shareholder Votes
  OLD MARKET CAPITAL Corp shareholders approved Advisory Vote on Executive Compensation at the 2023-08-24 meeting.
  - Proposal: say on pay
  - Outcome: passed
  - Meeting: 2023-08-24
  source text: Advisory Vote on Executive Compensation (“Say on Pay”) Shares Voted For Shares Abstaining Shares Voted Against Broker Non Vote 4,625,515 5,951 4,696 1,397,203
  evidence_url: https://www.sec.gov/Archives/edgar/data/1000045/000095017023044979/0000950170-23-044979-index.htm
- Shareholder Votes
  OLD MARKET CAPITAL Corp shareholders voted on Election of Directors at the 2023-08-24 meeting.
  - Proposal: director election
  - Meeting: 2023-08-24
  source text: Election of Directors Shares Voted For Shares Wthholding Authority Broker Non Vote Jeremy Q. Zhu 3,644,632 991,530 1,397,203
  evidence_url: https://www.sec.gov/Archives/edgar/data/1000045/000095017023044979/0000950170-23-044979-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.
