---
schema_version: "secwatch.filing_event.v1"
accession: "0000950170-23-051173"
form_type: "8-K"
ticker: "SONX"
cik: "0001407973"
company_name: "Sonendo, Inc."
filed_at: "2023-10-02T23:59:59+00:00"
generated_at: "2026-06-10T06:19:47.084326+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# Sonendo receives NYSE non-compliance notice for share price below $1.00

## Summary
- Received NYSE notice on Sept 28, 2023, for average closing price <$1.00 over 30 consecutive trading days.
- Company has six months to regain compliance; stock continues trading during cure period.
- Company intends to notify NYSE of its intent to cure within 10 business days.
- Notice does not affect Sonendo's business operations or SEC reporting obligations.

## SEC filing metadata
- accession: 0000950170-23-051173
- form_type: 8-K
- ticker: SONX
- cik: 0001407973
- company_name: Sonendo, Inc.
- filed_at: 2023-10-02T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 3.01, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1407973/000095017023051173/0000950170-23-051173-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1407973/000095017023051173/sonx-20230928.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0000950170-23-051173
- JSON: https://secwatch.observer/filing/0000950170-23-051173.json
- Plain text: https://secwatch.observer/filing/0000950170-23-051173.txt

## Key facts
- Listing & Compliance Notices
  Sonendo, Inc. received a nyse deficiency notice notice regarding minimum bid price (rules 802.01C).
  - Exchange: nyse
  - Notice: deficiency notice
  - Deficiency: minimum bid price
  - Rules: 802.01C
  source text: September 28, 2023, Sonendo, Inc. (the “Company”) received notice (the “Notice”) from the New York Stock Exchange (the “NYSE”) that the Company was not in compliance with the continued listing standard set forth in Section 802.01C of the NYSE’s Listed Company Manual (“Section 802.01C”) because the average closing price of the Company’s common stock, par value $0.001 per share (the “Common Stock”), was less than $1.00 per share over a consecutive 30 trading-day period (the “minimum share price requirement”). The Notice has no immediate impact on the listing of the Common Stock on the NYSE, subj
  evidence_url: https://www.sec.gov/Archives/edgar/data/1407973/000095017023051173/0000950170-23-051173-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.