---
schema_version: "secwatch.filing_event.v1"
accession: "0000950170-23-058853"
form_type: "8-K"
ticker: "GAIA"
cik: "0001089872"
company_name: "GAIA, INC"
filed_at: "2023-11-03T23:59:59+00:00"
generated_at: "2026-06-08T21:57:09.669672+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.25
calibrated_materiality_score: 0.25
confidence: "high"
source: SEC EDGAR
---

# Gaia Inc. underwriter exercises overallotment option for 203,754 shares at $2.70, netting $0.5M

## Summary
- Underwriter Lake Street Capital Markets exercised overallotment for 203,754 additional shares at $2.70 each.
- Net proceeds from the overallotment ~$0.5 million after underwriting discounts and expenses.
- Total shares issued in offering: 2,058,754; total net proceeds ~$5.0 million.
- Net proceeds will be used for general corporate purposes, including working capital, capex, debt repayment, and acquisitions.

## SEC filing metadata
- accession: 0000950170-23-058853
- form_type: 8-K
- ticker: GAIA
- cik: 0001089872
- company_name: GAIA, INC
- filed_at: 2023-11-03T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.25
- calibrated_materiality_score: 0.25
- confidence: high
- sec_items: 8.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1089872/000095017023058853/0000950170-23-058853-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1089872/000095017023058853/gaia-20231103.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0000950170-23-058853
- JSON: https://secwatch.observer/filing/0000950170-23-058853.json
- Plain text: https://secwatch.observer/filing/0000950170-23-058853.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.