secwatch.observer — SEC 8-K summary ====================================== Issuer: GAIA, INC (GAIA) CIK: 0001089872 Form: 8-K Filed at: 2023-11-03T23:59:59+00:00 Accession: 0000950170-23-058853 Event type: other_material Sentiment: neutral Materiality: 0.25 Item codes: 8.01 LLM model: deepseek-v4-flash:cloud@v2 Gaia Inc. underwriter exercises overallotment option for 203,754 shares at $2.70, netting $0.5M -------------------------------------------------------------------------------- - Underwriter Lake Street Capital Markets exercised overallotment for 203,754 additional shares at $2.70 each. - Net proceeds from the overallotment ~$0.5 million after underwriting discounts and expenses. - Total shares issued in offering: 2,058,754; total net proceeds ~$5.0 million. - Net proceeds will be used for general corporate purposes, including working capital, capex, debt repayment, and acquisitions. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1089872/000095017023058853/0000950170-23-058853-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1089872/000095017023058853/gaia-20231103.htm HTML page: https://secwatch.observer/filing/0000950170-23-058853 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer