---
schema_version: "secwatch.filing_event.v1"
accession: "0000950170-23-064197"
form_type: "8-K"
ticker: "PFLT"
cik: "0001504619"
company_name: "PennantPark Floating Rate Capital Ltd."
filed_at: "2023-11-15T23:59:59+00:00"
generated_at: "2026-06-08T02:19:31.695679+00:00"
event_type: "earnings"
sentiment: "positive"
materiality_score: 0.65
calibrated_materiality_score: 0.65
confidence: "high"
source: SEC EDGAR
---

# PennantPark Floating Rate Capital Q4 NII $0.32/sh; reports material weaknesses in ICFR

## Summary
- Q4 net investment income $18.5M ($0.32/sh); Core NII $0.32/sh; distributions declared $0.31/sh.
- Portfolio $1.07B; weighted-average debt yield 12.6%; NAV $11.13 (+1.6% QoQ).
- Fiscal year NII $67.5M ($1.33/sh) vs $48.6M ($1.18/sh) prior year.
- Discloses material weaknesses in internal controls over cash reconciliations and interest income analysis; no expected impact on financial statement accuracy.
- PSSL joint venture portfolio $785.9M; 105 companies; weighted-average yield 12.1%.

## SEC filing metadata
- accession: 0000950170-23-064197
- form_type: 8-K
- ticker: PFLT
- cik: 0001504619
- company_name: PennantPark Floating Rate Capital Ltd.
- filed_at: 2023-11-15T23:59:59+00:00
- event_type: earnings
- sentiment: positive
- materiality_score: 0.65
- calibrated_materiality_score: 0.65
- confidence: high
- sec_items: 2.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1504619/000095017023064197/0000950170-23-064197-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1504619/000095017023064197/pflt-20231115.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0000950170-23-064197
- JSON: https://secwatch.observer/filing/0000950170-23-064197.json
- Plain text: https://secwatch.observer/filing/0000950170-23-064197.txt

## Key facts
- Earnings Releases
  PennantPark Floating Rate Capital Ltd. reported preliminary financial results for the fiscal year ended September 30, 2023.
  - Period: the fiscal year ended September 30, 2023
  - Result: preliminary results
  source text: PennantPark Floating Rate Capital Ltd. Announces Financial Results for the Fourth Quarter and Fiscal Year Ended September 30, 2023
  evidence_url: https://www.sec.gov/Archives/edgar/data/1504619/000095017023064197/0000950170-23-064197-index.htm
- Earnings Releases
  PennantPark Floating Rate Capital Ltd. reported preliminary financial results for the fourth fiscal quarter ended September 30, 2023.
  - Period: the fourth fiscal quarter ended September 30, 2023
  - Result: preliminary results
  source text: On November 15, 2023, PennantPark Floating Rate Capital Ltd., or the Company, issued a press release announcing its financial results for the fourth fiscal quarter ended September 30, 2023.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1504619/000095017023064197/0000950170-23-064197-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.