secwatch.observer — SEC 8-K summary ====================================== Issuer: S&W Seed Co (—) CIK: 0001477246 Form: 8-K Filed at: 2023-11-16T23:59:59+00:00 Accession: 0000950170-23-064473 Event type: regulatory Sentiment: negative Materiality: 0.60 Item codes: 3.01 LLM model: deepseek-v4-flash:cloud@v2 S&W Seed receives Nasdaq bid-price deficiency notice; 180 days to regain compliance -------------------------------------------------------------------------------- - Received Nasdaq notice on Nov 14, 2023 for common stock bid price closing below $1.00 for 30 consecutive business days. - Has 180 calendar days (through May 13, 2024) to regain compliance by closing at $1.00+ for 10 consecutive business days. - If noncompliant at deadline, may qualify for additional 180-day period if it meets other listing standards. - Failure to cure could result in delisting from Nasdaq Capital Market. - Company will monitor bid price and consider available options to regain compliance. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1477246/000095017023064473/0000950170-23-064473-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1477246/000095017023064473/sanw-20231114.htm HTML page: https://secwatch.observer/filing/0000950170-23-064473 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer