---
schema_version: "secwatch.filing_event.v1"
accession: "0000950170-24-013264"
form_type: "8-K"
ticker: "PFLT"
cik: "0001504619"
company_name: "PennantPark Floating Rate Capital Ltd."
filed_at: "2024-02-09T23:59:59+00:00"
generated_at: "2026-06-06T04:48:29.705125+00:00"
event_type: "other"
sentiment: "neutral"
materiality_score: 0.2
calibrated_materiality_score: 0.15
confidence: "high"
source: SEC EDGAR
---

# PennantPark Floating Rate Capital elects Brozost and Katz as Class I directors; ratifies RSM US LLP as auditor

## Summary
- Marshall Brozost elected with 67.80% for, 29.52% against, 2.68% abstain; 21.3M broker non-votes.
- Samuel L. Katz elected with 76.70% for, 20.58% against, 2.72% abstain; 21.3M broker non-votes.
- RSM US LLP ratified as independent auditor for FY2024 with 95.29% for, 2.32% against, 2.39% abstain (34.6M shares voted).
- Annual meeting held Feb 6, 2024; record date Dec 6, 2023 with 58,734,702 shares eligible.

## SEC filing metadata
- accession: 0000950170-24-013264
- form_type: 8-K
- ticker: PFLT
- cik: 0001504619
- company_name: PennantPark Floating Rate Capital Ltd.
- filed_at: 2024-02-09T23:59:59+00:00
- event_type: other
- sentiment: neutral
- materiality_score: 0.2
- calibrated_materiality_score: 0.15
- confidence: high
- sec_items: 5.07
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1504619/000095017024013264/0000950170-24-013264-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1504619/000095017024013264/pflt-20240206.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0000950170-24-013264
- JSON: https://secwatch.observer/filing/0000950170-24-013264.json
- Plain text: https://secwatch.observer/filing/0000950170-24-013264.txt

## Key facts
- Shareholder Votes
  PennantPark Floating Rate Capital Ltd. shareholders approved Ratification of RSM US LLP as independent registered public accounting firm for the year ending September 30, 2024 at the 2024-02-06 meeting.
  - Proposal: auditor ratification
  - Outcome: passed
  - Meeting: 2024-02-06
  source text: The Company’s stockholders ratified the selection of RSM US LLP to serve as the Company’s independent registered public accounting firm for the year ending September 30, 2024.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1504619/000095017024013264/0000950170-24-013264-index.htm
- Shareholder Votes
  PennantPark Floating Rate Capital Ltd. shareholders approved Election of two Class I directors at the 2024-02-06 meeting.
  - Proposal: director election
  - Outcome: passed
  - Meeting: 2024-02-06
  source text: The Company’s stockholders elected two Class I directors of the Company, who will each serve until the 2027 Annual Meeting and until his successor is duly elected and qualifies.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1504619/000095017024013264/0000950170-24-013264-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.