---
schema_version: "secwatch.filing_event.v1"
accession: "0000950170-24-100874"
form_type: "8-K"
ticker: "OMCC"
cik: "0001000045"
company_name: "OLD MARKET CAPITAL Corp"
filed_at: "2024-08-27T23:59:59+00:00"
generated_at: "2026-05-31T07:19:49.341276+00:00"
event_type: "regulatory"
sentiment: "neutral"
materiality_score: 0.3
calibrated_materiality_score: 0.3
confidence: "high"
source: SEC EDGAR
---

# Nicholas Financial received Nasdaq non-compliance notice for late 10-Q; compliance regained same week

## Summary
- Nasdaq notified NICK on Aug 21, 2024 of non-compliance with Listing Rule 5250(c)(1) due to untimely June 30, 2024 10-Q.
- Company had 60 days to submit a compliance plan; instead filed the 10-Q on Aug 26, 2024, within the cure period.
- Nasdaq confirmed on Aug 27, 2024 that NICK is now in compliance; no impact on listing of common stock.

## SEC filing metadata
- accession: 0000950170-24-100874
- form_type: 8-K
- ticker: OMCC
- cik: 0001000045
- company_name: OLD MARKET CAPITAL Corp
- filed_at: 2024-08-27T23:59:59+00:00
- event_type: regulatory
- sentiment: neutral
- materiality_score: 0.3
- calibrated_materiality_score: 0.3
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1000045/000095017024100874/0000950170-24-100874-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1000045/000095017024100874/nick-20240821.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0000950170-24-100874
- JSON: https://secwatch.observer/filing/0000950170-24-100874.json
- Plain text: https://secwatch.observer/filing/0000950170-24-100874.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.