secwatch.observer — SEC 8-K summary ====================================== Issuer: OLD MARKET CAPITAL Corp (OMCC) CIK: 0001000045 Form: 8-K Filed at: 2024-08-27T23:59:59+00:00 Accession: 0000950170-24-100874 Event type: regulatory Sentiment: neutral Materiality: 0.30 Item codes: 3.01 LLM model: deepseek-v4-flash:cloud@v2 Nicholas Financial received Nasdaq non-compliance notice for late 10-Q; compliance regained same week -------------------------------------------------------------------------------- - Nasdaq notified NICK on Aug 21, 2024 of non-compliance with Listing Rule 5250(c)(1) due to untimely June 30, 2024 10-Q. - Company had 60 days to submit a compliance plan; instead filed the 10-Q on Aug 26, 2024, within the cure period. - Nasdaq confirmed on Aug 27, 2024 that NICK is now in compliance; no impact on listing of common stock. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1000045/000095017024100874/0000950170-24-100874-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1000045/000095017024100874/nick-20240821.htm HTML page: https://secwatch.observer/filing/0000950170-24-100874 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer