---
schema_version: "secwatch.filing_event.v1"
accession: "0000950170-24-104222"
form_type: "8-K"
ticker: "IRIX"
cik: "0001006045"
company_name: "IRIDEX CORP"
filed_at: "2024-09-06T23:59:59+00:00"
generated_at: "2026-05-31T06:00:20.365127+00:00"
event_type: "regulatory"
sentiment: "neutral"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# IRIDEX files S-3 to register resale of up to ~1.7M shares from $4.2M convertible note

## Summary
- Filed registration statement for resale of shares issuable upon conversion of $4.2M senior convertible note to Lind Global.
- Conversion price $2.44 per share; full conversion would add ~1.7M shares to outstanding.
- No Note Shares currently outstanding; Incentive Shares already issued under Purchase Agreement.
- Company believes actual conversions substantially less but provides no assurance.

## SEC filing metadata
- accession: 0000950170-24-104222
- form_type: 8-K
- ticker: IRIX
- cik: 0001006045
- company_name: IRIDEX CORP
- filed_at: 2024-09-06T23:59:59+00:00
- event_type: regulatory
- sentiment: neutral
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1006045/000095017024104222/0000950170-24-104222-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1006045/000095017024104222/irix-20240905.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0000950170-24-104222
- JSON: https://secwatch.observer/filing/0000950170-24-104222.json
- Plain text: https://secwatch.observer/filing/0000950170-24-104222.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.