---
schema_version: "secwatch.filing_event.v1"
accession: "0000950170-24-105603"
form_type: "8-K"
ticker: "VELO"
cik: "0001825079"
company_name: "Velo3D, Inc."
filed_at: "2024-09-12T23:59:59+00:00"
generated_at: "2026-05-31T05:17:13.705644+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.8
calibrated_materiality_score: 0.8
confidence: "high"
source: SEC EDGAR
---

# NYSE delists Velo3D; shares move to OTCQX under VLDX

## Summary
- NYSE determined to delist Velo3D common stock and warrants for non-compliance with $15M avg market cap standard.
- Company had been non-compliant since July 2024 when market cap and equity fell below $50M.
- Velo3D submitted a compliance plan on Aug. 22 but decided not to pursue further steps to maintain NYSE listing.
- Trading suspended on NYSE; OTCQX Best Market trading begins Sept. 11, 2024 under symbol VLDX.

## SEC filing metadata
- accession: 0000950170-24-105603
- form_type: 8-K
- ticker: VELO
- cik: 0001825079
- company_name: Velo3D, Inc.
- filed_at: 2024-09-12T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.8
- calibrated_materiality_score: 0.8
- confidence: high
- sec_items: 3.01, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1825079/000095017024105603/0000950170-24-105603-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1825079/000095017024105603/vld-20240910.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0000950170-24-105603
- JSON: https://secwatch.observer/filing/0000950170-24-105603.json
- Plain text: https://secwatch.observer/filing/0000950170-24-105603.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.
