secwatch.observer — SEC 8-K summary ====================================== Issuer: Valion Bio, Inc. (VBIO) CIK: 0001787740 Form: 8-K Filed at: 2024-09-13T23:59:59+00:00 Accession: 0000950170-24-106464 Event type: other_material Sentiment: neutral Materiality: 0.65 Item codes: 1.01, 5.02, 7.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Tivic Health enters ATM equity facility up to $10M; appoints Lisa Wolf as interim CFO -------------------------------------------------------------------------------- - Equity Distribution Agreement with Maxim Group for at-the-market sales of common stock up to $10M aggregate offering price; current baby shelf limit $1.44M. - Maxim receives 3.0% commission; Tivic reimburses up to $40K expenses plus $5K per bringdown. - Kimberly Bambach resigns as interim CFO effective Oct 1, 2024; remains advisor for strategic transactions. - Lisa Wolf appointed interim CFO effective Oct 1, 2024; paid $275/hour as non-employee consultant; has served Tivic since June 2022 via Murdock Martell. - Wolf brings 30 years experience, including CAO at Resonant (RESN) and CPA at Arthur Andersen. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1787740/000095017024106464/0000950170-24-106464-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1787740/000095017024106464/tivc-20240912.htm HTML page: https://secwatch.observer/filing/0000950170-24-106464 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer