secwatch.observer — SEC 8-K summary ====================================== Issuer: S&W Seed Co (—) CIK: 0001477246 Form: 8-K Filed at: 2024-10-23T23:59:59+00:00 Accession: 0000950170-24-116688 Event type: regulatory Sentiment: negative Materiality: 0.80 Item codes: 3.01, 4.02 LLM model: deepseek-v4-flash:cloud@v2 S&W Seed receives Nasdaq delisting notice for late 10-K; restates quarterly segment reporting -------------------------------------------------------------------------------- - Received Nasdaq notice on Oct 17, 2024 for failing to timely file FY 2024 10-K; must submit compliance plan within 60 days. - Also non-compliant with minimum bid price ($1.00); deadline Nov 11, 2024; implemented 1-for-19 reverse stock split Oct 18. - Management says Q1-Q3 FY2024 financials should no longer be relied upon due to segment reporting errors; now three segments (Americas, International, AUSDOM) as of July 1, 2023. - Restated segment info will appear in the upcoming 10-K; no amendments to previously filed Q reports. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1477246/000095017024116688/0000950170-24-116688-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1477246/000095017024116688/sanw-20241017.htm HTML page: https://secwatch.observer/filing/0000950170-24-116688 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer