secwatch.observer — SEC 8-K summary
======================================

Issuer:     4D Molecular Therapeutics, Inc. (FDMT)
CIK:        0001650648
Form:       8-K
Filed at:   2024-12-11T23:59:59+00:00
Accession:  0000950170-24-135381
Event type: other_material
Sentiment:  neutral
Materiality: 0.50
Item codes: 3.02, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

RA Capital exchanges 535k FDMT shares for pre-funded warrant at $0.0001 strike
------------------------------------------------------------------------------

- RA Capital Healthcare Fund exchanged 535,000 shares of common stock for a pre-funded warrant to purchase 535,000 shares at $0.0001 per share.
- Warrant is immediately exercisable, never expires, and includes a 9.99% beneficial ownership blocker.
- Issued under Section 3(a)(9) exemption; no new cash proceeds to the company.
- Warrant terms adjust for stock splits, dividends, and asset distributions.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1650648/000095017024135381/0000950170-24-135381-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1650648/000095017024135381/fdmt-20241206.htm
  HTML page:      https://secwatch.observer/filing/0000950170-24-135381

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer