---
schema_version: "secwatch.filing_event.v1"
accession: "0000950170-24-135448"
form_type: "8-K"
ticker: "BURU"
cik: "0001814215"
company_name: "Nuburu, Inc."
filed_at: "2024-12-11T23:59:59+00:00"
generated_at: "2026-05-29T04:47:12.255868+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# Nuburu received NYSE warning for issuing 4.6M shares without approval; matter resolved

## Summary
- Issued ~4.6M common shares May-Aug 2024 on conversion of convertible notes without NYSE prior approval.
- Violated NYSE American Sections 301 (unlisted share issuance) and 713 (20%+ stockholder vote).
- Company implementing additional controls to prevent future violations.
- NYSE Regulation confirmed the matter is resolved after filing this 8-K and press release.
- No delisting proceeding initiated; warning letter is final action.

## SEC filing metadata
- accession: 0000950170-24-135448
- form_type: 8-K
- ticker: BURU
- cik: 0001814215
- company_name: Nuburu, Inc.
- filed_at: 2024-12-11T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 3.01, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1814215/000095017024135448/0000950170-24-135448-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1814215/000095017024135448/buru-20241205.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0000950170-24-135448
- JSON: https://secwatch.observer/filing/0000950170-24-135448.json
- Plain text: https://secwatch.observer/filing/0000950170-24-135448.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.