---
schema_version: "secwatch.filing_event.v1"
accession: "0000950170-25-004859"
form_type: "8-K"
ticker: "PHUN"
cik: "0001665300"
company_name: "Phunware, Inc."
filed_at: "2025-01-13T23:59:59+00:00"
generated_at: "2026-05-28T03:31:19.474947+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.55
calibrated_materiality_score: 0.55
confidence: "high"
source: SEC EDGAR
---

# Phunware receives Nasdaq delisting notice for failing to hold annual meeting

## Summary
- Nasdaq notified Phunware on Jan 10, 2025 of non-compliance with Listing Rule 5620(a) for not holding annual meeting within 12 months of FY 2023 year-end.
- Company has 45 days to submit a compliance plan to Nasdaq; if accepted, exception may extend to June 30, 2025.
- Phunware's securities continue trading on Nasdaq while the compliance plan is pending.
- If Nasdaq rejects the plan, the company can appeal to a Nasdaq Hearings Panel.

## SEC filing metadata
- accession: 0000950170-25-004859
- form_type: 8-K
- ticker: PHUN
- cik: 0001665300
- company_name: Phunware, Inc.
- filed_at: 2025-01-13T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.55
- calibrated_materiality_score: 0.55
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1665300/000095017025004859/0000950170-25-004859-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1665300/000095017025004859/phun-20250110.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0000950170-25-004859
- JSON: https://secwatch.observer/filing/0000950170-25-004859.json
- Plain text: https://secwatch.observer/filing/0000950170-25-004859.txt

## Source-grounded claims
- claim_id: b6a96d68c9ab903cb9a43f8041c1194bc7850348
  claim: Phunware, Inc. received a nasdaq deficiency notice notice regarding other (rules 5620(a), 5810(c)(2)(G)).
  evidence_excerpt: January 10, 2025, Phunware, Inc. (the "Company") received a written notice from The Nasdaq Stock Market LLC ("Nasdaq") notifying the Company that it was not in compliance with the rules for continued listing as set forth
  evidence_url: https://www.sec.gov/Archives/edgar/data/1665300/000095017025004859/0000950170-25-004859-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.