secwatch.observer — SEC 8-K summary ====================================== Issuer: Phunware, Inc. (PHUN) CIK: 0001665300 Form: 8-K Filed at: 2025-01-13T23:59:59+00:00 Accession: 0000950170-25-004859 Event type: regulatory Sentiment: negative Materiality: 0.55 Item codes: 3.01 LLM model: deepseek-v4-flash:cloud@v2 Phunware receives Nasdaq delisting notice for failing to hold annual meeting ---------------------------------------------------------------------------- - Nasdaq notified Phunware on Jan 10, 2025 of non-compliance with Listing Rule 5620(a) for not holding annual meeting within 12 months of FY 2023 year-end. - Company has 45 days to submit a compliance plan to Nasdaq; if accepted, exception may extend to June 30, 2025. - Phunware's securities continue trading on Nasdaq while the compliance plan is pending. - If Nasdaq rejects the plan, the company can appeal to a Nasdaq Hearings Panel. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1665300/000095017025004859/0000950170-25-004859-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1665300/000095017025004859/phun-20250110.htm HTML page: https://secwatch.observer/filing/0000950170-25-004859 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer