secwatch.observer — SEC 8-K summary
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Issuer:     SeaStar Medical Holding Corp (ICU)
CIK:        0001831868
Form:       8-K
Filed at:   2025-01-31T23:59:59+00:00
Accession:  0000950170-25-011835
Event type: regulatory
Sentiment:  neutral
Materiality: 0.55
Item codes: 3.01
LLM model:  deepseek-v4-flash:cloud@v2

SeaStar Medical receives Nasdaq public reprimand for Rule 5635(d) violation; listing unaffected
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- Nasdaq staff issued public reprimand for failure to obtain shareholder approval for issuance of 625,722 shares below minimum price in amendments to convertible notes and warrants.
- Company bought back all remaining additional warrants; no outstanding balance on notes, and shareholders ratified transaction at Nov. 2024 special meeting.
- Delisting was deemed not appropriate; listing of common stock remains unaffected.
- 118,207 shares from warrant exercise and 170,625 from additional warrants were issued at prices below the floor price.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1831868/000095017025011835/0000950170-25-011835-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1831868/000095017025011835/icu-20250128.htm
  HTML page:      https://secwatch.observer/filing/0000950170-25-011835

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