secwatch.observer — SEC 8-K summary ====================================== Issuer: Unity Biotechnology, Inc. (—) CIK: 0001463361 Form: 8-K Filed at: 2025-03-17T23:59:59+00:00 Accession: 0000950170-25-040260 Event type: regulatory Sentiment: negative Materiality: 0.75 Item codes: 3.01 LLM model: deepseek-v4-flash:cloud@v2 Unity Bio receives Nasdaq deficiency notice for stockholders' equity below $10M; may face delisting -------------------------------------------------------------------------------- - Nasdaq notified Unity on March 14, 2025 that stockholders' equity fell below $10M minimum for continued listing (Rule 5450(b)(1)(A)). - Company must submit a compliance plan by April 28, 2025; if accepted, Nasdaq may grant up to 180 days to cure. - Unity expects ASPIRE study 24-week data in Q1 2025 and 36-week data in Q2 2025; cash runway into Q4 2025. - No immediate impact on trading of common stock (UBX); trading continues on Nasdaq Global Select Market. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1463361/000095017025040260/0000950170-25-040260-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1463361/000095017025040260/ubx-20250314.htm HTML page: https://secwatch.observer/filing/0000950170-25-040260 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer