secwatch.observer — SEC 8-K summary ====================================== Issuer: FiscalNote Holdings, Inc. (NOTE) CIK: 0001823466 Form: 8-K Filed at: 2025-04-11T23:59:59+00:00 Accession: 0000950170-25-053292 Event type: regulatory Sentiment: negative Materiality: 0.80 Item codes: 3.01 LLM model: deepseek-v4-flash:cloud@v2 FiscalNote receives NYSE delisting notice for share price below $1.00 --------------------------------------------------------------------- - NYSE notified FiscalNote on April 10, 2025 that its 30-day average closing price fell below $1.00. - Company has six months to regain compliance; must have closing price ≥$1.00 on last trading day of any calendar month and 30-day average ≥$1.00. - FiscalNote must notify NYSE of its intent to cure within 10 business days; Board is reviewing alternatives. - NYSE notification does not affect business operations, SEC reporting, or trigger default under debt agreements. - Common stock (NOTE) continues trading on NYSE pending cure; warrants (NOTE.WS) also listed. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1823466/000095017025053292/0000950170-25-053292-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1823466/000095017025053292/note-20250410.htm HTML page: https://secwatch.observer/filing/0000950170-25-053292 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer