---
schema_version: "secwatch.filing_event.v1"
accession: "0000950170-25-055398"
form_type: "8-K"
ticker: "ALUR"
cik: "0001964979"
company_name: "ALLURION TECHNOLOGIES, INC."
filed_at: "2025-04-17T23:59:59+00:00"
generated_at: "2026-05-23T12:27:52.481005+00:00"
event_type: "other_material"
sentiment: "negative"
materiality_score: 0.85
calibrated_materiality_score: 0.85
confidence: "high"
source: SEC EDGAR
---

# Allurion amends notes; $5M converted at $3.35 as market cap falls below $15M

## Summary
- Second Amendment to Note Purchase Agreement with RTW Investments added conversion provisions triggered by sub-$15M market cap.
- On April 16, 2025, mandatory conversion of $5M principal into 1,492,537 shares at floor price $3.35/share.
- Purchasers may convert up to $5M additional at agreed rate (capped at $3.35) and up to $5M at 5-day VWAP less 5%.
- Monthly conversion option allows up to $1M/month ($12M max) at 5-day VWAP rate until April 15, 2026.
- Purchasers agreed to vote shares issued under new provisions in proportion to other holders or abstain, subject to 9.9% threshold.

## SEC filing metadata
- accession: 0000950170-25-055398
- form_type: 8-K
- ticker: ALUR
- cik: 0001964979
- company_name: ALLURION TECHNOLOGIES, INC.
- filed_at: 2025-04-17T23:59:59+00:00
- event_type: other_material
- sentiment: negative
- materiality_score: 0.85
- calibrated_materiality_score: 0.85
- confidence: high
- sec_items: 1.01, 3.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1964979/000095017025055398/0000950170-25-055398-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1964979/000095017025055398/alur-20250415.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0000950170-25-055398
- JSON: https://secwatch.observer/filing/0000950170-25-055398.json
- Plain text: https://secwatch.observer/filing/0000950170-25-055398.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.