secwatch.observer — SEC 8-K summary ====================================== Issuer: Aptevo Therapeutics Inc. (APVO) CIK: 0001671584 Form: 8-K Filed at: 2025-04-28T23:59:59+00:00 Accession: 0000950170-25-058966 Event type: other_material Sentiment: neutral Materiality: 0.60 Item codes: 1.01, 2.02, 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Aptevo enters ATM equity facility up to $2.96M; reports preliminary Q1 cash of $2.1M -------------------------------------------------------------------------------- - Entered ATM sales agreement with Roth Capital to sell up to $2,959,952 in common stock; Roth receives 3.0% commission. - Preliminary cash and equivalents as of March 31, 2025: $2.1M (unaudited, subject to change). - Subsequent registered direct offerings on April 4 and April 22 raised approx. $1.9M and $1.8M respectively. - Company has not finalized Q1 2025 financial results; independent auditor has not reviewed preliminary data. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1671584/000095017025058966/0000950170-25-058966-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1671584/000095017025058966/apvo-20250428.htm HTML page: https://secwatch.observer/filing/0000950170-25-058966 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer