---
schema_version: "secwatch.filing_event.v1"
accession: "0000950170-25-073696"
form_type: "8-K"
ticker: "BURU"
cik: "0001814215"
company_name: "Nuburu, Inc."
filed_at: "2025-05-16T23:59:59+00:00"
generated_at: "2026-05-21T03:32:25.823029+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.85
calibrated_materiality_score: 0.85
confidence: "high"
source: SEC EDGAR
---

# Nuburu enters $0.8M financing and faces NYSE delisting risk due to negative equity

## Summary
- Issued three secured/convertible notes totaling ~$782K in capital (Agile $500K, Diagonal $188K, Boot $94K) with total face value ~$863K.
- Diagonal and Boot notes convertible at 25% discount to lowest trading price, 10% interest, maturity Feb 2026.
- Received NYSE American notice for non-compliance with $2M stockholders' equity rule; has negative equity and going concern.
- Must submit compliance plan by May 29, 2025; compliance deadline Oct 29, 2026; trading symbol adds '.BC' designation.
- Diagonal agreed to provide up to $2.275M additional tranches over next 12 months subject to further agreement.

## SEC filing metadata
- accession: 0000950170-25-073696
- form_type: 8-K
- ticker: BURU
- cik: 0001814215
- company_name: Nuburu, Inc.
- filed_at: 2025-05-16T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.85
- calibrated_materiality_score: 0.85
- confidence: high
- sec_items: 1.01, 2.03, 3.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1814215/000095017025073696/0000950170-25-073696-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1814215/000095017025073696/buru-20250512.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0000950170-25-073696
- JSON: https://secwatch.observer/filing/0000950170-25-073696.json
- Plain text: https://secwatch.observer/filing/0000950170-25-073696.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.