---
schema_version: "secwatch.filing_event.v1"
accession: "0000950170-25-078404"
form_type: "8-K"
ticker: "HSCS"
cik: "0001468492"
company_name: "HeartSciences Inc."
filed_at: "2025-05-28T23:59:59+00:00"
generated_at: "2026-05-20T07:47:59.314728+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# HeartSciences files Certificate of Designations for Series D Preferred Stock in $15M offering

## Summary
- Designates 4,285,714 shares of Series D Convertible Preferred Stock for the Unit offering (each Unit: one Series D share + warrant to buy common at $5.00).
- Each Series D share convertible into one common share at holder's option.
- No dividends; perpetual, non-redeemable, ranks senior to common on liquidation rights.
- Company may force conversion upon change in control, common stock ≥$5.00 for 10 days, or $15M underwritten offering.
- Liquidation preference of $3.50 per share plus unpaid dividends before junior securities.

## SEC filing metadata
- accession: 0000950170-25-078404
- form_type: 8-K
- ticker: HSCS
- cik: 0001468492
- company_name: HeartSciences Inc.
- filed_at: 2025-05-28T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 5.03, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1468492/000095017025078404/0000950170-25-078404-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1468492/000095017025078404/hscs-20250521.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0000950170-25-078404
- JSON: https://secwatch.observer/filing/0000950170-25-078404.json
- Plain text: https://secwatch.observer/filing/0000950170-25-078404.txt

## Key facts
- Governance Changes
  HeartSciences Inc.: The Company filed a Certificate of Designations with the Texas Secretary of State designating 4,285,714 shares of preferred stock as Series D Convertible Preferred Stock, with terms including conversion rights, liquidation preference, ranking, and no voting rights (effective 2025-05-21).
  - Change: charter amendment
  - Effective: 2025-05-21
  source text: On May 21, 2025, the Company submitted the Certificate of Designations of Preferences, Rights and Limitations of Series D Convertible Stock (the “Certificate of Designations”) with the Secretary of State of the State of Texas (the “Texas Secretary of State”) designating 4,285,714 shares of the Company’s preferred stock as “Series D Convertible Preferred Stock”.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1468492/000095017025078404/0000950170-25-078404-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.