---
schema_version: "secwatch.filing_event.v1"
accession: "0000950170-25-099248"
form_type: "8-K"
ticker: "BURU"
cik: "0001814215"
company_name: "Nuburu, Inc."
filed_at: "2025-07-28T23:59:59+00:00"
generated_at: "2026-05-18T00:21:51.252542+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.75
calibrated_materiality_score: 0.75
confidence: "high"
source: SEC EDGAR
---

# NYSE accepts Nuburu's compliance plan; stock to trade with .BC indicator through Oct 2026

## Summary
- NYSE accepted the Compliance Plan and granted a plan period through October 29, 2026.
- Stockholders' deficit of ($37.8M) as of Dec 31, 2024 and losses for two fiscal years triggered noncompliance.
- Common stock continues trading on NYSE American under symbol BURU with '.BC' indicator.
- If not compliant by Oct 2026 or fails to progress, NYSE may initiate delisting proceedings.
- Company had previously received noncompliance notice on April 29, 2025.

## SEC filing metadata
- accession: 0000950170-25-099248
- form_type: 8-K
- ticker: BURU
- cik: 0001814215
- company_name: Nuburu, Inc.
- filed_at: 2025-07-28T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.75
- calibrated_materiality_score: 0.75
- confidence: high
- sec_items: 3.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1814215/000095017025099248/0000950170-25-099248-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1814215/000095017025099248/buru-20250722.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0000950170-25-099248
- JSON: https://secwatch.observer/filing/0000950170-25-099248.json
- Plain text: https://secwatch.observer/filing/0000950170-25-099248.txt

## Key facts
- Listing & Compliance Notices
  Nuburu, Inc. received a nyse_american noncompliance notice notice regarding stockholders equity (rules 1003(a)(i)).
  - Exchange: nyse american
  - Notice: noncompliance notice
  - Deficiency: stockholders equity
  - Rules: 1003(a)(i)
  source text: April 29, 2025, received a Notice of Noncompliance (the “Notice”) from NYSE Regulation indicating that the Company was not in compliance with Section 1003(a)(i) of the NYSE American Company Guide (the “Company Guide”) since it reported stockholders’ deficit of $(37.8) million at December 31, 2024 and has had losses in the two most recent fiscal years. The NYSE will review the Company periodically for compliance with the Compliance Plan. If the Company is not in compliance with the continued listing standards by October 29, 2026, or if the Company does not make progress consistent with the Comp
  evidence_url: https://www.sec.gov/Archives/edgar/data/1814215/000095017025099248/0000950170-25-099248-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.