---
schema_version: "secwatch.filing_event.v1"
accession: "0000950170-25-110481"
form_type: "8-K"
ticker: "BURU"
cik: "0001814215"
company_name: "Nuburu, Inc."
filed_at: "2025-08-20T23:59:59+00:00"
generated_at: "2026-05-17T11:11:07.149069+00:00"
event_type: "other_material"
sentiment: "negative"
materiality_score: 0.85
calibrated_materiality_score: 0.85
confidence: "high"
source: SEC EDGAR
---

# Nuburu settles $5.66M liabilities with stock; court approves Section 3(a)(10) exemption

## Summary
- Court-approved settlement of $5.66M claims with Silverback Capital via unrestricted stock issuance under Section 3(a)(10).
- Initial issuance and up to 400K fee shares; price based on 15-day VWAP; ownership capped at 4.99%.
- Company issued $225K convertible note to Indigo Capital, zero interest, maturity Aug 17, 2026, conversion at 80% of lowest 5-day VWAP.
- Reserve of 47M shares for settlement; issuance subject to NYSE listing approval.
- Default triggers include stock price below $0.15 or 30-day average volume below 1M shares.

## SEC filing metadata
- accession: 0000950170-25-110481
- form_type: 8-K
- ticker: BURU
- cik: 0001814215
- company_name: Nuburu, Inc.
- filed_at: 2025-08-20T23:59:59+00:00
- event_type: other_material
- sentiment: negative
- materiality_score: 0.85
- calibrated_materiality_score: 0.85
- confidence: high
- sec_items: 1.01, 2.03, 3.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1814215/000095017025110481/0000950170-25-110481-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1814215/000095017025110481/buru-20250818.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0000950170-25-110481
- JSON: https://secwatch.observer/filing/0000950170-25-110481.json
- Plain text: https://secwatch.observer/filing/0000950170-25-110481.txt

## Key facts
- Debt Financings
  Nuburu, Inc. incurred convertible notes of $225,000 face amount with Indigo Capital LP at no interest maturing August 17, 2026.
  - Instrument: convertible notes
  - Principal: $225,000 face amount
  - Counterparty: Indigo Capital LP
  - Rate: no interest
  - Maturity: August 17, 2026
  - Event: incurrence
  source text: On August 18, 2025, Nuburu, Inc. (the “Company”), in exchange for a capital infusion of $225,000, issued to Indigo Capital LP (“Indigo”) a $225,000 face amount unsecured, convertible note (the “Indigo Note”).
  evidence_url: https://www.sec.gov/Archives/edgar/data/1814215/000095017025110481/0000950170-25-110481-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.