---
schema_version: "secwatch.filing_event.v1"
accession: "0001013762-23-002604"
form_type: "8-K"
ticker: "XFLT"
cik: "0001703079"
company_name: "XAI Octagon Floating Rate & Alternative Income Trust"
filed_at: "2023-10-10T23:59:59+00:00"
generated_at: "2026-06-10T02:32:40.386844+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.35
calibrated_materiality_score: 0.35
confidence: "high"
source: SEC EDGAR
---

# XAI Octagon replaces CCO service provider; designates Randi Roessler as new CCO

## Summary
- Amended services agreement with PINE Advisor Solutions effective Oct 1, 2023; PINE provides CFO and CCO services.
- Prior CCO services agreement with ALPS Fund Services terminated; Theodore J. Uhl resigned as CCO.
- Board designated Randi Roessler (PINE employee) as new Chief Compliance Officer effective Oct 1, 2023.
- Agreement materially similar to prior except for fees, effective date, and parties.

## SEC filing metadata
- accession: 0001013762-23-002604
- form_type: 8-K
- ticker: XFLT
- cik: 0001703079
- company_name: XAI Octagon Floating Rate & Alternative Income Trust
- filed_at: 2023-10-10T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.35
- calibrated_materiality_score: 0.35
- confidence: high
- sec_items: 1.01, 1.02, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1703079/000101376223002604/0001013762-23-002604-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1703079/000101376223002604/ea163284_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001013762-23-002604
- JSON: https://secwatch.observer/filing/0001013762-23-002604.json
- Plain text: https://secwatch.observer/filing/0001013762-23-002604.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.