secwatch.observer — SEC 8-K summary
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Issuer:     XAI Octagon Floating Rate & Alternative Income Trust (XFLT)
CIK:        0001703079
Form:       8-K
Filed at:   2023-10-10T23:59:59+00:00
Accession:  0001013762-23-002604
Event type: other_material
Sentiment:  neutral
Materiality: 0.35
Item codes: 1.01, 1.02, 8.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

XAI Octagon replaces CCO service provider; designates Randi Roessler as new CCO
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- Amended services agreement with PINE Advisor Solutions effective Oct 1, 2023; PINE provides CFO and CCO services.
- Prior CCO services agreement with ALPS Fund Services terminated; Theodore J. Uhl resigned as CCO.
- Board designated Randi Roessler (PINE employee) as new Chief Compliance Officer effective Oct 1, 2023.
- Agreement materially similar to prior except for fees, effective date, and parties.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1703079/000101376223002604/0001013762-23-002604-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1703079/000101376223002604/ea163284_8k.htm
  HTML page:      https://secwatch.observer/filing/0001013762-23-002604

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