--- schema_version: "secwatch.filing_event.v1" accession: "0001013762-23-003650" form_type: "8-K" ticker: "ALBT" cik: "0001630212" company_name: "Avalon GloboCare Corp." filed_at: "2023-10-13T23:59:59+00:00" generated_at: "2026-06-10T00:02:37.224245+00:00" event_type: "other" sentiment: "neutral" materiality_score: 0.15 calibrated_materiality_score: 0.15 confidence: "high" source: SEC EDGAR --- # Avalon GloboCare shareholders elect directors and approve all proposals at 2023 annual meeting ## Summary - All 7 director nominees elected, including Wenzhao Lu (5.53M for) and David Jin (5.55M for). - Ratified Marcum LLP as auditor with 7.22M for, 13.8K against, 32.6K abstain. - Approved Preferred Share Issuance Proposal (5.52M for, 21.5K against) for conversion of Series A/B Preferred. - Approved Note Share Issuance Proposal related to May/July 2023 securities purchase agreements (5.52M for). - Approved Amended 2020 Stock Incentive Plan (5.45M for) and advisory vote on NEO compensation (5.52M for). ## SEC filing metadata - accession: 0001013762-23-003650 - form_type: 8-K - ticker: ALBT - cik: 0001630212 - company_name: Avalon GloboCare Corp. - filed_at: 2023-10-13T23:59:59+00:00 - event_type: other - sentiment: neutral - materiality_score: 0.15 - calibrated_materiality_score: 0.15 - confidence: high - sec_items: 5.02, 5.07 - EDGAR index: https://www.sec.gov/Archives/edgar/data/1630212/000101376223003650/0001013762-23-003650-index.htm - EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1630212/000101376223003650/ea186676-8k_avalon.htm ## Machine-readable alternates - HTML: https://secwatch.observer/filing/0001013762-23-003650 - JSON: https://secwatch.observer/filing/0001013762-23-003650.json - Plain text: https://secwatch.observer/filing/0001013762-23-003650.txt ## Key facts - Shareholder Votes Avalon GloboCare Corp. shareholders approved Advisory vote on compensation of named executive officers at the 2023-10-12 meeting. - Proposal: say on pay - Outcome: passed - Meeting: 2023-10-12 source text: FOR AGAINST ABSTAIN BROKER NON-VOTES 5,517,897 32,782 6,770 1,707,228 evidence_url: https://www.sec.gov/Archives/edgar/data/1630212/000101376223003650/0001013762-23-003650-index.htm - Shareholder Votes Avalon GloboCare Corp. shareholders approved Approve the Note Share Issuance Proposal (potential issuance of shares pursuant to May and July securities purchase agreements, notes, and warrants) at the 2023-10-12 meeting. - Outcome: passed - Meeting: 2023-10-12 source text: FOR AGAINST ABSTAIN BROKER NON-VOTES 5,518,830 20,888 17,731 1,707,228 evidence_url: https://www.sec.gov/Archives/edgar/data/1630212/000101376223003650/0001013762-23-003650-index.htm - Shareholder Votes Avalon GloboCare Corp. shareholders approved Election of seven directors at the 2023-10-12 meeting. - Proposal: director election - Outcome: passed - Meeting: 2023-10-12 source text: FOR WITHHELD BROKER NON-VOTES Wenzhao Lu 5,528,621 28,828 1,707,228 David Jin, MD, PhD 5,550,026 7,423 1,707,228 Steven A. Sanders 5,503,532 53,917 1,707,228 Lourdes Felix 5,525,718 31,731 1,707,228 Wilbert J. Tauzin II 5,530,783 26,666 1,707,228 William B. Stilley, III 5,502,958 54,491 1,707,228 Tevi Troy 5,503,496 53,953 1,707,228 evidence_url: https://www.sec.gov/Archives/edgar/data/1630212/000101376223003650/0001013762-23-003650-index.htm - Shareholder Votes Avalon GloboCare Corp. shareholders approved Advisory vote on frequency of future advisory votes on executive compensation at the 2023-10-12 meeting. - Proposal: say on pay frequency - Outcome: passed - Meeting: 2023-10-12 source text: ONE YEAR TWO YEARS THREE YEARS ABSTAIN BROKER NON-VOTES 5,529,740 21,533 3,545 2,631 1,707,228 evidence_url: https://www.sec.gov/Archives/edgar/data/1630212/000101376223003650/0001013762-23-003650-index.htm - Shareholder Votes Avalon GloboCare Corp. shareholders approved Approve the Amended and Restated 2020 Stock Incentive Plan (Plan Proposal) at the 2023-10-12 meeting. - Proposal: equity plan - Outcome: passed - Meeting: 2023-10-12 source text: FOR AGAINST ABSTAIN BROKER NON-VOTES 5,451,360 87,665 18,424 1,707,228 evidence_url: https://www.sec.gov/Archives/edgar/data/1630212/000101376223003650/0001013762-23-003650-index.htm - Shareholder Votes Avalon GloboCare Corp. shareholders approved Ratify the appointment of Marcum LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023 at the 2023-10-12 meeting. - Proposal: auditor ratification - Outcome: passed - Meeting: 2023-10-12 source text: FOR AGAINST ABSTAIN BROKER NON-VOTES 7,218,220 13,827 32,630 N/A evidence_url: https://www.sec.gov/Archives/edgar/data/1630212/000101376223003650/0001013762-23-003650-index.htm - Shareholder Votes Avalon GloboCare Corp. shareholders approved Approve the Preferred Share Issuance Proposal (potential issuance of shares upon conversion of Series A and Series B Convertible Preferred Stock in connection with acquisition of Laboratory Services MSO, LLC) at the 2023-10-12 meeting. - Outcome: passed - Meeting: 2023-10-12 source text: FOR AGAINST ABSTAIN BROKER NON-VOTES 5,518,824 21,487 17,138 1,707,228 evidence_url: https://www.sec.gov/Archives/edgar/data/1630212/000101376223003650/0001013762-23-003650-index.htm This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.