secwatch.observer — SEC 8-K summary ====================================== Issuer: Thunder Bridge Capital Partners IV, Inc. (—) CIK: 0001843993 Form: 8-K Filed at: 2023-10-26T23:59:59+00:00 Accession: 0001013762-23-006842 Event type: regulatory Sentiment: negative Materiality: 0.65 Item codes: 3.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Thunder Bridge Capital Partners IV receives Nasdaq non-compliance notice for minimum 400 holders -------------------------------------------------------------------------------- - Received notice on Oct 24, 2023 for failing Nasdaq Listing Rule 5450(a)(2) (< 400 total holders). - Must submit a compliance plan by December 8, 2023; if accepted, Nasdaq may grant up to 180-day extension. - No immediate impact on listing; securities continue trading on Nasdaq Global Market. - Company will evaluate options to regain compliance, but no assurance of success. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1843993/000101376223006842/0001013762-23-006842-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1843993/000101376223006842/ea187304-8k_thunder4.htm HTML page: https://secwatch.observer/filing/0001013762-23-006842 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer