{"schema_version":"secwatch.filing_event.v1","accession":"0001013762-23-007313","form_type":"8-K","ticker":"NVVE","cik":"0001836875","company_name":"Nuvve Holding Corp.","filed_at":"2023-10-27T23:59:59+00:00","discovered_at":"2026-05-14T18:03:30.905562+00:00","generated_at":"2026-06-09T07:16:03.023804+00:00","sec_items":["1.01","8.01","9.01"],"event_type":"other_material","sentiment":"negative","materiality_score":0.8,"calibrated_materiality_score":0.8,"confidence":"high","headline":"Nuvve raises $2.07M in direct offering at $0.15/share; dilutes existing holders","bullets":["Gross proceeds $2.066M from sale of 4,366,092 shares and pre-funded warrants for 9,406,848 shares at $0.15/unit.","Single institutional investor purchased all securities; pre-funded warrants exercisable at $0.0001/share.","Aegis Capital Corp. acted as placement agent, receiving 6% cash fee on gross proceeds.","Offering closed Oct 27, 2023; proceeds for working capital and general corporate purposes."],"urls":{"canonical":"https://secwatch.observer/filing/0001013762-23-007313","json":"https://secwatch.observer/filing/0001013762-23-007313.json","markdown":"https://secwatch.observer/filing/0001013762-23-007313.md","text":"https://secwatch.observer/filing/0001013762-23-007313.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1836875/000101376223007313/0001013762-23-007313-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1836875/000101376223007313/ea187368-8k_nuvvehold.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-09T07:16:03.023804+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"7d4e96514ac3a4dd0971e31d5ac7060ad7dc25a3","claim":"Nuvve Holding Corp. entered into Placement Agent Agreement with Aegis Capital Corp. (effective 2023-10-25).","evidence_excerpt":"On October 25, 2023, the Company also entered into a placement agent agreement (the “ Placement Agent Agreement ”) with Aegis Capital Corp. (the “ Placement Agent ”).","evidence_source":"SEC 8-K Item 1.01/1.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1836875/000101376223007313/0001013762-23-007313-index.htm","confidence":0.9,"family_label":"Material Agreements","details":[{"label":"Action","value":"entry"},{"label":"Agreement","value":"underwriting"},{"label":"Counterparty","value":"Aegis Capital Corp."},{"label":"Effective","value":"2023-10-25"}],"fact_type":"material_agreement"},{"claim_id":"df7c974d9b96da61d7f9d1eaa7e226cddc8d92fa","claim":"Nuvve Holding Corp. entered into Purchase Agreement with purchasers named on the signature page thereto valued at aggregate gross proceeds to the Company from the Offering were approximately $2.07 million (effective 2023-10-25).","evidence_excerpt":"On October 25, 2023, Nuvve Holding Corp., a Delaware corporation (the “ Company ”), entered into a securities purchase agreement (the “ Purchase Agreement ”) with the purchasers named on the signature page thereto (the “ Purchasers ”), which provides for the sale and issuance by the Company in a registered direct offering (the “ Offering ”) of an aggregate of (i) 4,366,092 shares of the Company’s common stock, $0.0001 par value per share (the “ Common Stock ”), at a purchase price of $0.15 per share (the “ Shares ”), and (ii) pre-funded warrants to purchase up to 9,406,848 shares of Common Stock at a purchase price of $0.1499 per pre-funded warrant (the “ Pre-Funded Warrants ” and, together with the Shares, the “ Securities ”), which represents the per share price for the Shares less the exercise price of $0.0001 per share.","evidence_source":"SEC 8-K Item 1.01/1.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1836875/000101376223007313/0001013762-23-007313-index.htm","confidence":0.9,"family_label":"Material Agreements","details":[{"label":"Action","value":"entry"},{"label":"Agreement","value":"equity purchase"},{"label":"Counterparty","value":"purchasers named on the signature page thereto"},{"label":"Value","value":"aggregate gross proceeds to the Company from the Offering were approximately $2.07 million"},{"label":"Effective","value":"2023-10-25"}],"fact_type":"material_agreement"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}