secwatch.observer — SEC 8-K summary
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Issuer:     Nuvve Holding Corp. (NVVE)
CIK:        0001836875
Form:       8-K
Filed at:   2023-10-27T23:59:59+00:00
Accession:  0001013762-23-007313
Event type: other_material
Sentiment:  negative
Materiality: 0.80
Item codes: 1.01, 8.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Nuvve raises $2.07M in direct offering at $0.15/share; dilutes existing holders
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- Gross proceeds $2.066M from sale of 4,366,092 shares and pre-funded warrants for 9,406,848 shares at $0.15/unit.
- Single institutional investor purchased all securities; pre-funded warrants exercisable at $0.0001/share.
- Aegis Capital Corp. acted as placement agent, receiving 6% cash fee on gross proceeds.
- Offering closed Oct 27, 2023; proceeds for working capital and general corporate purposes.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1836875/000101376223007313/0001013762-23-007313-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1836875/000101376223007313/ea187368-8k_nuvvehold.htm
  HTML page:      https://secwatch.observer/filing/0001013762-23-007313

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