secwatch.observer — SEC 8-K summary
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Issuer:     MOBIX LABS, INC (MOBX)
CIK:        0001855467
Form:       8-K
Filed at:   2024-07-24T23:59:59+00:00
Accession:  0001013762-24-000772
Event type: other_material
Sentiment:  neutral
Materiality: 0.70
Item codes: 1.01, 3.02, 8.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Mobix Labs Enters $4M Private Placement with Pre-Funded and Common Warrants
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- Mobix Labs (MOBX) raised approximately $4 million in a private placement with an institutional investor, offering 2,877,698 pre-funded warrants and Series A/B warrants at $1.39 per share.
- The pre-funded warrants have a $0.001 exercise price and are immediately exercisable; common warrants require stockholder approval and have exercise price of $1.39.
- H.C. Wainwright & Co. acted as exclusive placement agent, receiving 7% cash fee plus warrants to purchase up to 201,439 shares at $1.7375 per share.
- Mobix Labs agreed to file a resale registration statement by August 13, 2024, and directors/officers entered a lock-up agreement for 90 days after effectiveness.
- The company intends to use net proceeds for working capital, potential acquisitions, and operational expenses.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1855467/000101376224000772/0001013762-24-000772-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1855467/000101376224000772/ea0209898-8k_mobix.htm
  HTML page:      https://secwatch.observer/filing/0001013762-24-000772

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