secwatch.observer — SEC 8-K summary
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Issuer:     Aeluma, Inc. (ALMU)
CIK:        0001828805
Form:       8-K
Filed at:   2025-03-28T23:59:59+00:00
Accession:  0001013762-25-004217
Event type: other_material
Sentiment:  positive
Materiality: 0.85
Item codes: 1.01, 7.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Aeluma closes $13.8M public offering, uplists to Nasdaq Capital Market
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- Offering of 2,628,571 shares at $5.25 per share; gross proceeds ~$13.8M, net ~$12.7M after expenses.
- Common stock uplisted to Nasdaq Capital Market and commenced trading March 27, 2025 under ticker ALMU.
- Underwriter over-allotment option fully exercised; Craig-Hallum Capital Group acted as sole underwriter.
- Net proceeds to be used for business development, manufacturing process advancement, and working capital.
- Officers and directors subject to a 90-day lock-up agreement restricting share sales.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1828805/000101376225004217/0001013762-25-004217-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1828805/000101376225004217/ea0235943-8k_aeluma.htm
  HTML page:      https://secwatch.observer/filing/0001013762-25-004217

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