---
schema_version: "secwatch.filing_event.v1"
accession: "0001021771-21-000089"
form_type: "8-K"
ticker: "BRTX"
cik: "0001505497"
company_name: "BioRestorative Therapies, Inc."
filed_at: "2021-11-15T23:59:59+00:00"
generated_at: "2026-06-28T08:19:30.058907+00:00"
event_type: "other_material"
sentiment: "positive"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# BioRestorative closes $23M public offering, swaps $10M notes for equity

## Summary
- Closed underwritten public offering of 2.3M units at $10 each, gross proceeds ~$23M. Each unit: 1 common share + 1 warrant.
- Exchanged $10.0M convertible notes and $7.8M warrants for 313,780 common shares, 1.54M Series A preferred shares, and new warrants.
- Offering and exchange priced at $10.00 per unit; new warrants exercisable at $10 over 5 years.
- Common stock now listed on Nasdaq under ticker BRTX.
- Roth Capital Partners acted as sole underwriter for the offering.

## SEC filing metadata
- accession: 0001021771-21-000089
- form_type: 8-K
- ticker: BRTX
- cik: 0001505497
- company_name: BioRestorative Therapies, Inc.
- filed_at: 2021-11-15T23:59:59+00:00
- event_type: other_material
- sentiment: positive
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 3.02, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1505497/000102177121000089/0001021771-21-000089-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1505497/000102177121000089/form8kdtd11921.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001021771-21-000089
- JSON: https://secwatch.observer/filing/0001021771-21-000089.json
- Plain text: https://secwatch.observer/filing/0001021771-21-000089.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.