secwatch.observer — SEC 8-K summary
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Issuer:     ENTERPRISE FINANCIAL SERVICES CORP (EFSC)
CIK:        0001025835
Form:       8-K
Filed at:   2025-10-22T23:59:59+00:00
Accession:  0001025835-25-000201
Event type: other
Sentiment:  neutral
Materiality: 0.15
Item codes: 5.04, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

EFSC imposes trading blackout for insiders Nov 24 to Jan 4 over 401(k) provider switch to Fidelity
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- Blackout runs from 4:00 pm ET Nov 24, 2025 through week of Jan 4, 2026.
- Directors and Section 16 officers cannot buy/sell EFSC common (EFSC) or preferred (EFSCP) during blackout.
- Reason: administrative change of EFSC 401(k) Plan service provider to Fidelity Investments effective Dec 2, 2025.
- Plan participants also restricted from directing investments or taking loans during the same period.
- Trading ban supplements existing quarterly and insider trading policy restrictions.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1025835/000102583525000201/0001025835-25-000201-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1025835/000102583525000201/efsc-20251022.htm
  HTML page:      https://secwatch.observer/filing/0001025835-25-000201

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer