secwatch.observer — SEC 8-K summary ====================================== Issuer: ALKALINE WATER Co INC (WTER) CIK: 0001532390 Form: 8-K Filed at: 2023-08-30T23:59:59+00:00 Accession: 0001062993-23-017225 Event type: regulatory Sentiment: negative Materiality: 0.85 Item codes: 3.01, 7.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Alkaline Water receives Nasdaq delisting notice for late 10-Q filing; faces potential OTC move -------------------------------------------------------------------------------- - Received Nasdaq deficiency letter on Aug 23, 2023 for failure to file Form 10-Q (June 30, 2023) and late Form 10-K (March 31, 2023). - Must submit compliance plan by Sep 18, 2023; staff exemption limited to Jan 10, 2024. - Company filed the 10-K on Aug 17, 2023 but still needs to file the 10-Q to regain compliance. - If delisted, expects common stock to trade on OTC Markets Group. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1532390/000106299323017225/0001062993-23-017225-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1532390/000106299323017225/form8k.htm HTML page: https://secwatch.observer/filing/0001062993-23-017225 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer