secwatch.observer — SEC 8-K summary
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Issuer:     ALKALINE WATER Co INC (WTER)
CIK:        0001532390
Form:       8-K
Filed at:   2023-11-28T23:59:59+00:00
Accession:  0001062993-23-021510
Event type: other_material
Sentiment:  negative
Materiality: 0.80
Item codes: 3.01, 7.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Alkaline Water receives second Nasdaq delisting notice for late 10-Q filing
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- Received deficiency letter on Nov 21, 2023 for failure to file Form 10-Q (Sep 30, 2023), violating Nasdaq Rule 5250(c)(1).
- This is an additional delisting basis; Company already before Hearings Panel for minimum market value non-compliance (Rule 5550(b)(2)).
- Appeal requested on Nov 28, 2023; 15-day stay of suspension possible upon request.
- If delisted, common stock (WTER) expected to trade on OTC Markets.
- No assurance of regaining compliance or maintaining listing.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1532390/000106299323021510/0001062993-23-021510-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1532390/000106299323021510/form8k.htm
  HTML page:      https://secwatch.observer/filing/0001062993-23-021510

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