secwatch.observer — SEC 8-K summary
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Issuer:     Dolphin Entertainment, Inc. (DLPN)
CIK:        0001282224
Form:       8-K
Filed at:   2022-05-24T23:59:59+00:00
Accession:  0001079973-22-000657
Event type: regulatory
Sentiment:  negative
Materiality: 0.75
Item codes: 3.01, 7.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Dolphin Entertainment receives second Nasdaq notice for late 10-Q filing
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- Received Nasdaq notice on May 18, 2022 for failure to timely file Q1 2022 Form 10-Q.
- Follows prior notice on April 19, 2022 for delayed 2021 Form 10-K filing.
- No immediate effect on trading; must submit compliance plan by June 20, 2022.
- If plan accepted, Nasdaq may grant up to 180 days until Oct 17, 2022 to regain compliance.
- Company can appeal to a Nasdaq Hearings Panel if plan is rejected.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1282224/000107997322000657/0001079973-22-000657-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1282224/000107997322000657/dlpn_8k.htm
  HTML page:      https://secwatch.observer/filing/0001079973-22-000657

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer