secwatch.observer — SEC 8-K summary ====================================== Issuer: Dolphin Entertainment, Inc. (DLPN) CIK: 0001282224 Form: 8-K Filed at: 2022-09-29T23:59:59+00:00 Accession: 0001079973-22-001208 Event type: other_material Sentiment: neutral Materiality: 0.60 Item codes: 5.03, 5.07, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Dolphin shareholders approve Series C vote increase and up to $25M Lincoln Park equity facility -------------------------------------------------------------------------------- - Amended Series C terms: conversion votes per common share increased from 3 to 5. - Approved issuance of up to $25M of common stock to Lincoln Park Capital Fund. - All seven director nominees elected; Grant Thornton LLP ratified as auditor. - Advisory votes: executive compensation approved; say-on-pay frequency set at 3 years. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1282224/000107997322001208/0001079973-22-001208-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1282224/000107997322001208/dlpn_8k.htm HTML page: https://secwatch.observer/filing/0001079973-22-001208 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer