---
schema_version: "secwatch.filing_event.v1"
accession: "0001079973-22-001509"
form_type: "8-K"
ticker: "LWLG"
cik: "0001325964"
company_name: "Lightwave Logic, Inc."
filed_at: "2022-12-09T23:59:59+00:00"
generated_at: "2026-06-21T06:42:28.701300+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# Lightwave Logic enters $35M ATM equity distribution agreement with Roth Capital Partners

## Summary
- Up to $35M in shares of common stock offered through Roth Capital Partners as sales agent via at-the-market offering.
- Commission of 3.0% of gross proceeds payable to Roth Capital; Company provides customary indemnification.
- Company not obligated to make any sales; may suspend or terminate offering upon notice.
- Offering made under effective S-3 shelf registration statement (File No. 333-257670).

## SEC filing metadata
- accession: 0001079973-22-001509
- form_type: 8-K
- ticker: LWLG
- cik: 0001325964
- company_name: Lightwave Logic, Inc.
- filed_at: 2022-12-09T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 1.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1325964/000107997322001509/0001079973-22-001509-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1325964/000107997322001509/lwlg_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001079973-22-001509
- JSON: https://secwatch.observer/filing/0001079973-22-001509.json
- Plain text: https://secwatch.observer/filing/0001079973-22-001509.txt

## Key facts
- Material Agreements
  Lightwave Logic, Inc. entered into Sales Agreement with Roth Capital Partners, LLC valued at $35,000,000 (effective 2022-12-09).
  - Action: entry
  - Agreement: atm program
  - Counterparty: Roth Capital Partners, LLC
  - Value: $35,000,000
  - Effective: 2022-12-09
  source text: On December 9, 2022, Lightwave Logic, Inc. (the “Company”) entered into a Sales Agreement (the “Sales Agreement”) with Roth Capital Partners, LLC, as agent (the “Sales Agent”).
  evidence_url: https://www.sec.gov/Archives/edgar/data/1325964/000107997322001509/0001079973-22-001509-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.