---
schema_version: "secwatch.filing_event.v1"
accession: "0001079973-23-000932"
form_type: "8-K"
ticker: "ASTI"
cik: "0001350102"
company_name: "Ascent Solar Technologies, Inc."
filed_at: "2023-07-10T23:59:59+00:00"
generated_at: "2026-06-13T10:30:10.596824+00:00"
event_type: "other_material"
sentiment: "negative"
materiality_score: 0.8
calibrated_materiality_score: 0.8
confidence: "high"
source: SEC EDGAR
---

# Ascent Solar adjusts conversion/exercise prices on $7.6M notes and warrants; warrant shares increase to 77.9M

## Summary
- Conversion price of Advance Notes lowered from $0.3661 to $0.1268 per share (below $0.20 floor).
- Warrant exercise price also lowered to $0.1268; shares issuable upon exercise increase from 26,980,840 to 77,899,728.
- Series 1B preferred stock conversion price set at $0.14, subject to further adjustment with floor of $0.028.
- Company may pay cash or shares for difference between conversion price and floor price, with reverse split consideration.
- Beneficial ownership blocker limits conversion/exercise to 4.99% (can increase to 9.99% with 61-day notice).

## SEC filing metadata
- accession: 0001079973-23-000932
- form_type: 8-K
- ticker: ASTI
- cik: 0001350102
- company_name: Ascent Solar Technologies, Inc.
- filed_at: 2023-07-10T23:59:59+00:00
- event_type: other_material
- sentiment: negative
- materiality_score: 0.8
- calibrated_materiality_score: 0.8
- confidence: high
- sec_items: 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1350102/000107997323000932/0001079973-23-000932-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1350102/000107997323000932/asti_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001079973-23-000932
- JSON: https://secwatch.observer/filing/0001079973-23-000932.json
- Plain text: https://secwatch.observer/filing/0001079973-23-000932.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.