{"schema_version":"secwatch.filing_event.v1","accession":"0001079973-23-001027","form_type":"8-K","ticker":"ASTI","cik":"0001350102","company_name":"Ascent Solar Technologies, Inc.","filed_at":"2023-07-31T23:59:59+00:00","discovered_at":"2026-05-14T18:03:33.679989+00:00","generated_at":"2026-06-12T21:51:35.853053+00:00","sec_items":["1.01","3.01","3.03","9.01"],"event_type":"regulatory","sentiment":"negative","materiality_score":0.92,"calibrated_materiality_score":0.92,"confidence":"high","headline":"Ascent Solar receives Nasdaq delisting notice for low-priced stock; plans to appeal","bullets":["On July 28, Nasdaq determined to delist ASTI due to closing bid price ≤$0.10 for ten consecutive trading days.","Company intends to request a hearing before a Nasdaq Hearings Panel; trading stays pending during appeal.","Also disclosed amendment to Series 1B Preferred Stock floor price, raised from $0.028 to $0.05 per share.","Previously disclosed non-compliance with $1.00 Minimum Bid Price and $2.5M stockholders' equity requirements.","No assurance of favorable outcome from hearing; stock continues trading on Nasdaq Capital Market."],"urls":{"canonical":"https://secwatch.observer/filing/0001079973-23-001027","json":"https://secwatch.observer/filing/0001079973-23-001027.json","markdown":"https://secwatch.observer/filing/0001079973-23-001027.md","text":"https://secwatch.observer/filing/0001079973-23-001027.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1350102/000107997323001027/0001079973-23-001027-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1350102/000107997323001027/asti_8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-12T21:51:35.853053+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"5553c0baa8de174b3305ac708af1414f47616497","claim":"Ascent Solar Technologies, Inc. received a nasdaq delisting notice notice regarding minimum bid price (rules 5550(a)(2), 5810(c)(3)(A)(iii), 5550(b)(1)).","evidence_excerpt":"July 28, 2023, the Company received notice (the “Second Notice”) from the Staff that the Staff had determined that the Company’s securities had a closing bid price of $0.10 or less for ten consecutive trading days triggering application of Listing Rule 5810(c)(3)(A)(iii) which states in part: if during any compliance period specified in Rule 5810(c)(3)(A), a company’s security has a closing bid price of $0.10 or less for ten consecutive trading days, the Listing Qualifications Department shall issue a Staff Delisting Determination under Rule 5810 with respect to that security (the “Low Priced","evidence_source":"SEC 8-K Item 3.01","evidence_url":"https://www.sec.gov/Archives/edgar/data/1350102/000107997323001027/0001079973-23-001027-index.htm","confidence":0.97,"family_label":"Listing & Compliance Notices","details":[{"label":"Exchange","value":"nasdaq"},{"label":"Notice","value":"delisting notice"},{"label":"Deficiency","value":"minimum bid price"},{"label":"Rules","value":"5550(a)(2), 5810(c)(3)(A)(iii), 5550(b)(1)"}],"fact_type":"exchange_compliance_notice"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}