---
schema_version: "secwatch.filing_event.v1"
accession: "0001079973-23-001524"
form_type: "8-K"
ticker: "DLPN"
cik: "0001282224"
company_name: "Dolphin Entertainment, Inc."
filed_at: "2023-11-02T23:59:59+00:00"
generated_at: "2026-06-08T23:29:55.057537+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# Dolphin Entertainment prices $2.3M public offering of 1.4M shares at $1.65

## Summary
- Offering of 1,400,000 shares of common stock at $1.65 per share; expected gross proceeds ~$2.3M.
- Underwriter Maxim Group LLC granted 45-day option to buy up to 210,000 additional shares.
- Net proceeds to be used for working capital, general corporate purposes, and potential acquisitions.
- Offering closed on November 2, 2023, under effective shelf registration statement (File No. 333-273431).

## SEC filing metadata
- accession: 0001079973-23-001524
- form_type: 8-K
- ticker: DLPN
- cik: 0001282224
- company_name: Dolphin Entertainment, Inc.
- filed_at: 2023-11-02T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 1.01, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1282224/000107997323001524/0001079973-23-001524-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1282224/000107997323001524/dlpn_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001079973-23-001524
- JSON: https://secwatch.observer/filing/0001079973-23-001524.json
- Plain text: https://secwatch.observer/filing/0001079973-23-001524.txt

## Key facts
- Material Agreements
  Dolphin Entertainment, Inc. entered into Underwriting Agreement with Maxim Group LLC valued at approximately $2,310,000 (effective 2023-10-31).
  - Action: entry
  - Agreement: underwriting
  - Counterparty: Maxim Group LLC
  - Value: approximately $2,310,000
  - Effective: 2023-10-31
  source text: On October 31, 2023, Dolphin Entertainment, Inc. (the “ Company ”), entered into an Underwriting Agreement (the “ Underwriting Agreement ”) with Maxim Group LLC (the “ Underwriter ”), pursuant to which the Company agreed to issue and sell to the Underwriter in an underwritten public offering (the “ Offering ”) an aggregate of 1,400,000 shares (the “ Shares ”) of common stock, $0.015 par value per share, of the Company (the “ Common Stock ”).
  evidence_url: https://www.sec.gov/Archives/edgar/data/1282224/000107997323001524/0001079973-23-001524-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.